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Yet another regulator is leaving for the greener pastures of a DC based law firm. This time Steve Luparello, a 16 year veteran of FINRA, has announced that he will be joining the law firm of WilmerHale. Luparello was Vice Chairman of FINRA and oversaw all of their regulatory operations including Enforcement, Market Regulation, Member Regulation and Business Solutions. Let’s just say, this guy knows a lot. According to the NY Times , Luparello said “It has been the job and the place of a lifetime. It’s hard to
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Themis Trading is an independent, no-conflict, institutional agency brokerage firm specializing in equities. The purpose of our blog is for a discussion of market structure issues as well as general market commentary.
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Riddle: Can a stock have both a 52 week high and 52 week low on the same day? Answer: Yes, check out Anadarko (APC) today 23 hours agoBut, but they banned stub quotes. The SEC said so. $APC 23 hours agoError: Twitter did not respond. Please wait a few minutes and refresh this page.
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